Securities Trade Life Cycle

It is important to know the big picture of securities trade life cycle. I have been conducting this little workshop on this topic. This workshop covers the following topics. You can also download the presentation Securities Trade Processing(PPT/PDF).


  • Introduction
  • Brokerage Firm/Securities Trading Organization
  • Trade Life Cycle
  • Order Origination / Front Office
  • Order Validation / Middle Office
  • Settlement / Back Office
  • Custodians, Commercial Banks
  • References