Capital Markets & Equities
| 4 Day Course | |
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| This Course is for technology professional working in or planning to work in any Securities business domain. This course covers the list of unique topics that explore practical aspects of the Securities business and related technologies. It is designed by industry experts unlike academicians. | |
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| DAY ONE | |
 Capital Markets |
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| Overview of Financial Markets |
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| Financial Products |
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| Market Types by Product |
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| Essentials of Capital Markets |
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| Market Players |
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| Type of Securities |
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| Types of Stocks |
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| Process of Issuing Securities |
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| Overview of Fixed Income Markets |
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| Overview of Bond Markets |
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| Bond Products |
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| Money Market Products |
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| Stock Market |
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| Exchange Markets |
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| OTC (Over-the-counter) Markets |
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| Understanding Equity Quotes |
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| Equity Order Types |
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| Equity Order Qualifiers |
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| Role of Securities Trading Firm |
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| Brokerage Firm |
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| Role of Brokerage Firm |
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| Services |
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| Regulatory Agencies |
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| SEC (Securities Exchange and Commissions |
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| NASD (National Association of Securities Dealers |
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| SIPC (Securities Investor Protection Corporation |
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| DAY TWO | |
| Equity Trade Life Cycle |
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| Overview of Players |
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| Order Origination |
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| Trading |
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| Operations |
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| Booking |
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| Confirmations |
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| Clearing & Settlement |
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| Agencies |
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| Depository Trust & Clearing Corporations. |
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| National Securities Clearing Corporation (NSCC) |
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| Stock Indices |
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| Overview of Index |
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| Benchmark Indices |
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| DJIA – Dow Jones Industrial Averages |
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| US&P 500 |
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| FTSE 100 (Futsie 100) |
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| Nikkei 225 |
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| Hang Seng etc |
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| Specialized Indices |
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| iShares/ MSCI/EAFE |
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| Morgan Stanley Biotech |
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| Index Funds |
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DAY THREE |
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| Type of Institutions |
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| Broker-Dealer/Brokerage Firm |
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| Market Maker |
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| Asset Manager |
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| Primer Broker |
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| Departments |
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| Front Office/Trading |
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| Middle Office/Risk Management |
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| Back Office/Operations |
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| System Modules |
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| Order Management |
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| Market Data |
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| Position Management |
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| Risk Analysis |
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| Equity Trading System Modules |
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| Reference Data Management |
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| Connectivity Module |
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| Exchange Access |
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| Trade Processing Module |
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| System Access |
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| Equity Trading Models |
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| Single Stock Trading |
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| Block Trading |
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| Algorithmic Trading |
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| List/Program Trading |
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| Stock Analysis |
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| Stock Analysis Methods |
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| Terms |
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| Index Futures Trading |
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| Understanding Index Future |
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| Benefits of Index Future Trading |
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| Index Futures Trading Strategies |
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| DAY FOUR | |
| Mutual Fund |
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| Objectives Mutual Fund |
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| Actively Managed Funds |
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| Exchange Traded Funds |
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| Understanding Fee & Expenses |
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| Essentials of Options |
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| Overview of Option Contract |
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| Mechanics of Options Markets |
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| Types of Options |
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| Options Positions |
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| Types of Underlying Assets |
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| Understanding Quotes |
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| Essentials of Futures & Forwards |
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| Overview of Futures Contract |
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| Understanding Futures Positions |
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| Overview of Forwards |
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| Futures Vs Forwards |
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Please email me for more details and schedule.
