Securities Trade Life Cycle

It is important to know the big picture of securities trade life cycle. I have been conducting this little workshop on this topic. This workshop covers the following topics. You can also download the presentation Securities Trade Processing(PPT/PDF).

CONTENTS:

• Introduction
• Brokerage Firm/Securities Trading Organization
• Trade Life Cycle
• Order Origination / Front Office
• Order Validation / Middle Office
• Settlement / Back Office
• Custodians, Commercial Banks
• References

-Khader