Securities Trade Life Cycle | Khader’s Blog financial capital market equities fixed income derivative credit default swap binary option futures fix protocol fpml finance software

Securities Trade Life Cycle

Posted on 11. Apr, 2009 by khader in Finance

It is important to know the big picture of securities trade life cycle. I have been conducting this little workshop on this topic. This workshop covers the following topics. You can also download the presentation Securities Trade Processing(PPT/PDF).

 

CONTENTS:

  • Introduction
  • Brokerage Firm/Securities Trading Organization
  • Trade Life Cycle
  • Order Origination / Front Office
  • Order Validation / Middle Office
  • Settlement / Back Office
  • Custodians, Commercial Banks
  • References

-Khader

Share:
  • Facebook
  • Twitter
  • LinkedIn
  • Digg
  • StumbleUpon
  • del.icio.us
  • Google Bookmarks
  • MySpace
  • Technorati
  • RSS
  • email

Tags: , , , , , , , , , ,

17 Responses to “Securities Trade Life Cycle”

  1. Rajesh Karuvat

    10. Jun, 2009

    Excellent work. Thanks.

    Reply to this comment
  2. Simon

    15. Jun, 2009

    Good presentation. Thanks for being generous to post it online.
    -Simon

    Reply to this comment
  3. abhijeet

    01. Dec, 2009

    thanks a lot…good work

    Reply to this comment
  4. Ananth

    06. Jan, 2010

    very informative.

    Reply to this comment
  5. shaik

    29. Jan, 2010

    Good job.

    Reply to this comment
  6. Yogesh

    01. Mar, 2010

    simple and great work flow to understand…

    Reply to this comment
  7. Raj

    04. Mar, 2010

    Hey
    nice job man like the way of presentation simple and easy to understand

    Reply to this comment
  8. Name (required)

    22. Mar, 2010

    Appreciated.
    Would like to know more about the cash and securities movement.

    Reply to this comment
  9. Kumar

    23. Mar, 2010

    Excellent work. it is very helpful man. I request you to give some information on order management system, or OMS.

    Thanks

    Reply to this comment
  10. susan

    26. May, 2010

    verrrrrrrrrrrrrrrrrrry nice of your work!!

    Reply to this comment
  11. Tanuj

    24. Jun, 2010

    Good job Khader!
    Thanks for sharing the imp info with everyone.

    Reply to this comment
  12. Name (required)

    26. Jul, 2010

    Thanks a ton

    Reply to this comment
  13. Name (required)

    02. Aug, 2010

    good work

    Reply to this comment
  14. raj

    11. Aug, 2010

    page 26 require correction on the below point
    “T+2 – Three days after the trade day”

    Reply to this comment
  15. Name (required)

    14. Aug, 2010

    thanks for ur presentation
    nice

    Reply to this comment
  16. muzaffar

    14. Aug, 2010

    excellent work

    Reply to this comment
  17. Anshul Rajput

    18. Aug, 2010

    Very nice overview

    Reply to this comment

Leave a Reply