Securities Trade Life Cycle
Posted on 11. Apr, 2009 by khader in Finance
It is important to know the big picture of securities trade life cycle. I have been conducting this little workshop on this topic. This workshop covers the following topics. You can also download the presentation Securities Trade Processing(PPT/PDF).
CONTENTS:
- Introduction
- Brokerage Firm/Securities Trading Organization
- Trade Life Cycle
- Order Origination / Front Office
- Order Validation / Middle Office
- Settlement / Back Office
- Custodians, Commercial Banks
- References
-Khader

Rajesh Karuvat
10. Jun, 2009
Excellent work. Thanks.
Simon
15. Jun, 2009
Good presentation. Thanks for being generous to post it online.
-Simon
abhijeet
01. Dec, 2009
thanks a lot…good work
Ananth
06. Jan, 2010
very informative.
shaik
29. Jan, 2010
Good job.
Yogesh
01. Mar, 2010
simple and great work flow to understand…
Raj
04. Mar, 2010
Hey
nice job man like the way of presentation simple and easy to understand
Name (required)
22. Mar, 2010
Appreciated.
Would like to know more about the cash and securities movement.
Kumar
23. Mar, 2010
Excellent work. it is very helpful man. I request you to give some information on order management system, or OMS.
Thanks
susan
26. May, 2010
verrrrrrrrrrrrrrrrrrry nice of your work!!
Tanuj
24. Jun, 2010
Good job Khader!
Thanks for sharing the imp info with everyone.
Name (required)
26. Jul, 2010
Thanks a ton
Name (required)
02. Aug, 2010
good work
raj
11. Aug, 2010
page 26 require correction on the below point
“T+2 – Three days after the trade day”
Name (required)
14. Aug, 2010
thanks for ur presentation
nice
muzaffar
14. Aug, 2010
excellent work
Anshul Rajput
18. Aug, 2010
Very nice overview